FAIS AND FICA

VCA can now assist with all your FAIS and FICA compliance requirements : leadership, risk assessment, control procedures, training, communication and oversight. VCA’S DELIVERY IN RESPECT OF CREDIT PROVIDERS : A dedicated Compliance Officer with a Team to back you up. Compliance audits and reports for the Credit Provider(after the license application is completed) Preparation of the Annual Compliance Report to be submitted to the NCR (after the license application is completed) FAIS AND FICA ONBOARDING ASSESSMENTS VCA will conduct the CATI FAIS and the FICA Onboarding Assessments. We assess a sample of transactions to ensure compliance with client interaction requirements, and provide businesses with written reports on findings. RMCP TRAINING This webinar will provide businesses with an up-to-date understanding of the requirements and duties as set by the Financial Intelligence Centre and Updated by the FIC amended Act. The webinar will be held via MS Teams FICA RMCP IMPLEMENTATIONS AND REVIEWS VCA will assist businesses to draft, implement and review the FICA RMCP. We can review your FAIS policies as identified in the Onboarding Assessments.